David John Shaw

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC Bank Plc (no longer approved here)
FRN 114216
- CF1 Director (15 Sep 2010 to 30 Sep 2013)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF15 Internal Audit (17 Feb 2003 to 31 Oct 2007)
InfraRed Capital Partners Limited (no longer approved here)
FRN 195766
- CF28 Systems and controls (15 Sep 2010 to 30 Apr 2011)
- CF2 Non Executive Director (1 Dec 2001 to 22 Oct 2007)
HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- CF2 Non Executive Director (1 Dec 2001 to 19 Oct 2007)
HSBC Alternative Investments Limited (no longer approved here)
FRN 170423
- CF2 Non Executive Director (1 Dec 2001 to 19 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.