Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2025)
    • CF30 Customer (13 May 2015 to 8 Dec 2019)
  • Alan Steel (Asset Management) Limited (no longer approved here)

    FRN 114423

    • CF30 Customer (1 Nov 2007 to 21 Jan 2015)
    • CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.