Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 11 Feb 2025)
    • [FCA CF] Client dealing (since 11 Feb 2025)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (25 Jul 2013 to 22 Apr 2014)
  • The Premier Partnership Limited (no longer approved here)

    FRN 209446

    • CF30 Customer (8 Jan 2013 to 6 Nov 2019)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF21 Investment Adviser (1 Mar 2005 to 30 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.