David John Rose

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 18 Sep 2017)
    • CF1 Director (AR) (since 14 Dec 2015)
  • Sterling Welsh Limited

    FRN 680894

    • (1)Employed By (since 14 Dec 2015)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (26 Mar 2010 to 29 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

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