Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mortgage Advice Brokerage Ltd
FRN 479200
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [PRA CF] Key function holder (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF8 Apportionment and Oversight (1 Apr 2008 to 31 Mar 2009)
- Responsible for Insurance Mediation (1 Apr 2008 to 30 Sep 2018)
- CF1 Director (1 Apr 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.