David John Riggs

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P

    FRN 454814

    • [FCA CF] Manager of certification employee (since 27 Mar 2026)
    • [FCA CF] Client dealing (since 5 Sep 2022)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Client dealing (31 Mar 2020 to 17 Jun 2020)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (6 Apr 2017 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2005)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (7 Apr 2004 to 4 Feb 2005)
    • CF26 Customer Trading (1 Dec 2001 to 22 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.