David John Philip Hart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Allenby Capital Limited

    FRN 489795

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (11 Sep 2014 to 8 Dec 2019)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.