David John Nicholson

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 8 Jan 2025)
    • CF30 Customer (since 27 Nov 2024)
  • The Ailsa Partnership Ltd

    FRN 691884

    • (3)Employed By (since 27 Nov 2024)
  • Lang Financial Scotland Limited (no longer approved here)

    FRN 593301

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Oct 2024)
    • CF30 Customer (6 Jul 2016 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Feb 2007 to 26 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at The Ailsa Partnership Ltd

  2. controlled function added: (3)Employed By at The Ailsa Partnership Ltd