Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 30 Jan 2018)
  • David Brister

    FRN 799653

    • Employed By (since 30 Jan 2018)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF21 Investment Adviser (14 Jul 2004 to 12 Jan 2005)
    • CF27 Investment Management (14 Jul 2004 to 12 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.