Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Nov 2021)
- CF1 Director (AR) (19 Jul 2018 to 6 Apr 2022)
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- CF1 Director (AR) (16 Oct 2007 to 24 Jul 2018)
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- CF21 Investment Adviser (10 Jan 2002 to 13 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.