Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • CF30 Customer (17 Feb 2017 to 17 Jun 2019)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (1 Nov 2007 to 30 Jun 2015)
    • CF21 Investment Adviser (15 Oct 2004 to 31 Oct 2007)
    • CF26 Customer Trading (9 May 2003 to 15 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.