David John McLaughlin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 18 Apr 2017)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (30 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Mar 2007 to 30 May 2007)
  • Broad Chare Partnership LLP

    FRN 772939

    • Employed By (since 18 Apr 2017)
  • David McLaughlin (no longer approved here)

    FRN 464490

    • Employed By (2 Mar 2007 to 2 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

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