Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Managing a material risk taker (since 16 Jul 2018)
- [FCA CF] Manager of certification employee (since 16 Jul 2018)
- [PRA CF] Significant risk taker or Material risk taker (since 16 Jul 2018)
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HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 10 Sep 2017)
- [PRA CF] Managing a material risk taker (since 25 May 2016)
- [FCA CF] Manager of certification employee (since 25 May 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 25 May 2016)
- CF30 Customer (1 Nov 2007 to 22 Apr 2013)
- CF21 Investment Adviser (6 Dec 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.