Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Managing a material risk taker (since 16 Jul 2018)
    • [FCA CF] Manager of certification employee (since 16 Jul 2018)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Jul 2018)
  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 10 Sep 2017)
    • [PRA CF] Managing a material risk taker (since 25 May 2016)
    • [FCA CF] Manager of certification employee (since 25 May 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 25 May 2016)
    • CF30 Customer (1 Nov 2007 to 22 Apr 2013)
    • CF21 Investment Adviser (6 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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