David John Matthew Barnes

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PALACE VENTURES LIMITED
FRN 433291
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 23 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Sep 2025)
- CF1 Director (AR) (9 Mar 2017 to 24 Mar 2022)
- CF30 Customer (1 Nov 2007 to 23 Sep 2025)
- CF1 Director (13 Oct 2005 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (13 Oct 2005 to 31 Oct 2007)
- CF11 Money Laundering Reporting (13 Oct 2005 to 8 Dec 2019)
- CF10 Compliance Oversight (13 Oct 2005 to 8 Dec 2019)
Creative Media Investments Limited (no longer approved here)
FRN 772464
- Employed By (9 Mar 2017 to 23 Sep 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.