Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Client dealing (1 Jan 2021 to 23 Nov 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (10 Nov 2016 to 31 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (3 Feb 2005 to 31 Oct 2007)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (10 Nov 2016 to 31 Dec 2020)
    • CF30 Customer (23 Jul 2009 to 6 Mar 2016)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF26 Customer Trading (16 Mar 2004 to 21 Dec 2004)
    • CF21 Investment Adviser (16 Mar 2004 to 21 Dec 2004)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF26 Customer Trading (16 Mar 2004 to 21 Dec 2004)
    • CF21 Investment Adviser (16 Mar 2004 to 21 Dec 2004)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (16 Mar 2004 to 21 Dec 2004)
    • CF26 Customer Trading (16 Mar 2004 to 21 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.