Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hartmann Capital Limited (no longer approved here)

    FRN 192815

    • CF1 Director (8 Dec 2010 to 28 Feb 2011)
    • CF3 Chief Executive (8 Dec 2010 to 31 Dec 2010)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • CF1 Director (1 Dec 2001 to 31 Oct 2003)
    • CF26 Customer Trading (1 Dec 2001 to 31 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.