Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Standard Chartered Bank
FRN 114276
- [FCA CF] Manager of certification employee (since 23 Mar 2021)
- [FCA CF] Client dealing (since 8 Sep 2017)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
- [FCA CF] Significant management (15 Oct 2018 to 11 Jan 2022)
- [FCA CF] Manager of certification employee (1 Jun 2017 to 29 Sep 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.