David John Lally

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF16 Significant Mgt (Desgntd Investment Business) (21 Jun 2005 to 29 Jun 2007)
- CF26 Customer Trading (1 Dec 2001 to 22 Sep 2004)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF26 Customer Trading (22 Sep 2004 to 29 Jun 2007)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF26 Customer Trading (1 Dec 2001 to 30 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.