David John Kingsley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Man Solutions Limited
FRN 185637
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (7 Jan 2016 to 8 Dec 2019)
GLG Partners LP
FRN 186093
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (4 Mar 2013 to 8 Dec 2019)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF21 Investment Adviser (30 Aug 2005 to 7 Oct 2005)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF21 Investment Adviser (30 Aug 2005 to 7 Oct 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.