Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Sep 2024)
- CF30 Customer (since 6 Sep 2024)
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David Irving
FRN 1015346
- Employed By (since 6 Sep 2024)
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- [FCA CF] Client dealing (20 May 2022 to 22 Aug 2024)
- [FCA CF] Functions requiring qualifications (20 May 2022 to 22 Aug 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Jun 2022)
- CF30 Customer (9 Jan 2018 to 9 Jun 2022)
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- (522)Employed By (22 Mar 2016 to 31 Aug 2017)
Recent activity
Updates to this individual's record on the FCA register.
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