Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (18 Jul 2023 to 2 Sep 2024)
- [FCA CF] Client dealing (18 Jul 2023 to 2 Sep 2024)
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- Appointed representative dealing with clients for which they require qualification (21 Sep 2021 to 6 Jul 2023)
- CF30 Customer (1 Nov 2007 to 6 Jul 2023)
- CF21 Investment Adviser (28 Sep 2004 to 31 Oct 2007)
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- (2)Employed By (23 Aug 2021 to 6 Jul 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Oct 2021)
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- Employed By (12 Dec 2016 to 6 Jul 2023)
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- (8)Employed By (20 Jul 2006 to 6 Jul 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.