Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Financial Planning Solutions
FRN 226355
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Proprietary trader (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF10 Compliance Oversight (12 Aug 2003 to 8 Dec 2019)
- CF21 Investment Adviser (12 Aug 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.