David John Dawson

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Beyond Advice Group Ltd

    FRN 830162

    • SMF3 Executive Director (since 8 Apr 2022)
    • SMF16 Compliance Oversight (31 Jan 2024 to 3 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Apr 2022 to 3 Mar 2026)
    • Responsibility for MCD Intermediation (6 Jan 2022 to 6 Mar 2026)
    • Responsible for Insurance Distribution (6 Jan 2022 to 6 Mar 2026)
    • [FCA CF] Functions requiring qualifications (21 Dec 2021 to 30 Jan 2026)
    • [FCA CF] Client dealing (21 Dec 2021 to 30 Jan 2026)
  • The Children's ISA Limited (no longer approved here)

    FRN 563043

    • Responsible for Insurance Mediation (23 Jul 2012 to 6 Jul 2015)
    • CF1 Director (23 Jul 2012 to 6 Jul 2015)
    • CF30 Customer (23 Jul 2012 to 6 Jul 2015)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (10 Sep 2010 to 15 Aug 2011)
    • CF1 Director (AR) (10 Sep 2010 to 15 Aug 2011)
  • Cottons Financial Planning Ltd (no longer approved here)

    FRN 531017

    • Employed By (10 Sep 2010 to 15 Aug 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 3 Jan 2008)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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