David John Daws

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

EJS Financial Services Limited
FRN 748593
- (3)Employed By (since 1 Oct 2024)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 25 May 2017)
- CF1 Director (AR) (25 May 2017 to 2 Oct 2024)
David Daws Financial Services Ltd (no longer approved here)
FRN 206531
- Employed By (25 May 2017 to 3 Oct 2024)
Aspire Financial Management Ltd (no longer approved here)
FRN 568595
- Employed By (31 Mar 2015 to 8 Aug 2017)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (14 Sep 2012 to 17 Mar 2015)
Omni Financial Ltd (no longer approved here)
FRN 507065
- Employed By (14 Sep 2012 to 17 Mar 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.