David John Dale

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Womble Bond Dickinson Wealth Limited

    FRN 596652

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 May 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 May 2013 to 30 Sep 2018)
    • CF1 Director (1 May 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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