David John Cox

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • Appointed representative dealing with clients for which they require qualification (15 Nov 2021 to 24 Oct 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Oct 2023)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (12 Oct 2012 to 15 May 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Aug 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.