David John Coombs

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RATHBONES ASSET MANAGEMENT LIMITED

    FRN 144266

    • [FCA CF] Client dealing (since 1 Mar 2025)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2025)
    • CF30 Customer (22 May 2009 to 8 Dec 2019)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [PRA CF] Significant risk taker or Material risk taker (1 May 2019 to 11 May 2023)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 11 May 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 11 May 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (7 Sep 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (7 Sep 2007 to 31 Oct 2007)
    • CF1 Director (3 May 2007 to 11 May 2007)
    • CF22 Investment Adviser (Trainee) (3 May 2007 to 7 Sep 2007)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF27 Investment Management (3 Jun 2005 to 6 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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