Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JULIAN HARRIS ADVISER NETWORK LIMITED
FRN 304155
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 30 Mar 2026)
- CF1 Director (AR) (since 25 Mar 2026)
- CF30 Customer (since 25 Mar 2026)
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DJ Conway Limited
FRN 1051658
- Employed By (since 25 Mar 2026)
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- [FCA CF] Client dealing (2 Dec 2020 to 25 Sep 2023)
- [FCA CF] Functions requiring qualifications (2 Dec 2020 to 25 Sep 2023)
- CF30 Customer (30 Aug 2012 to 11 Mar 2013)
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- Employed By (23 Jun 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.