David John Colley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Clarke Fencott LLP (no longer approved here)
FRN 506985
- CF30 Customer (4 Jan 2010 to 20 Feb 2013)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF22 Investment Adviser (Trainee) (19 Jun 2003 to 17 Oct 2003)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (152)Employed By (19 Jun 2003 to 17 Oct 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.