David John Cole

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (28 Jun 2022 to 26 Jul 2024)
- [FCA CF] Functions requiring qualifications (28 Jun 2022 to 26 Jul 2024)
Lyncombe Consultants Limited (no longer approved here)
FRN 618025
- [FCA CF] Client dealing (26 Nov 2020 to 31 Aug 2023)
- [FCA CF] Functions requiring qualifications (26 Nov 2020 to 31 Aug 2023)
West Wales Financial Services Ltd (no longer approved here)
FRN 225021
- Employed By (4 Jun 2009 to 16 Dec 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.