David John Cockle

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TIMMINS WHITTAKER LIMITED (no longer approved here)

    FRN 137325

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • CF10 Compliance Oversight (9 May 2008 to 10 Feb 2011)
    • CF28 Systems and controls (1 Nov 2007 to 10 Feb 2011)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (19 Apr 2005 to 1 Jun 2010)
    • CF13 Finance (19 Apr 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (19 Apr 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (19 Apr 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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