David John Clark

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bradgate Financial Solutions Limited
FRN 672856
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 3 Feb 2020)
Finance Advice Group Ltd (no longer approved here)
FRN 624517
- CF1 Director (AR) (14 Jun 2017 to 9 Oct 2017)
Stonebridge Mortgage Solutions Ltd (no longer approved here)
FRN 454811
- CF1 Director (AR) (28 Nov 2014 to 1 Jun 2015)
Blackwater Financial Services Ltd (no longer approved here)
FRN 653796
- Employed By (13 Nov 2014 to 1 Jun 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.