Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF1 Director (AR) (22 Dec 2015 to 31 Mar 2016)
    • CF3 Chief Executive (AR) (22 Dec 2015 to 31 Mar 2016)
    • CF30 Customer (22 Dec 2015 to 31 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 16 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.