Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Castle Financial Consultants Limited
FRN 793987
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 20 Oct 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Feb 2026)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Feb 2026)
- CF1 Director (17 Jan 2018 to 8 Dec 2019)
- Responsible for Insurance Mediation (17 Jan 2018 to 30 Sep 2018)
- Responsibility for MCD Intermediation (17 Jan 2018 to 1 Feb 2026)
- CF10 Compliance Oversight (17 Jan 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.