David John Brookes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Verition Advisors (UK Partners) LLP
FRN 989410
- [FCA CF] Client dealing (since 18 Feb 2026)
G10 Capital Limited (no longer approved here)
FRN 648953
- [FCA CF] Material risk taker (20 May 2025 to 30 May 2025)
- CF30 Customer (12 Apr 2022 to 14 Feb 2023)
- [FCA CF] Client dealing (8 Oct 2021 to 30 May 2025)
Beaufort Commodities LLP (no longer approved here)
FRN 954059
- Employed By (12 Apr 2022 to 14 Feb 2023)
EDF Trading Markets Limited (no longer approved here)
FRN 197427
- CF30 Customer (22 Sep 2016 to 8 Dec 2019)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (14 Oct 2013 to 6 Mar 2016)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (14 Oct 2013 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.