David John Booth

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 15 Dec 2025)
- Appointed representative dealing with clients for which they require qualification (since 26 Mar 2020)
- CF30 Customer (since 20 Feb 2020)
Rose & Fern Wealth Management Limited
FRN 1046212
- (2)Employed By (since 15 Dec 2025)
Lombard Private Clients Ltd (no longer approved here)
FRN 588238
- (2)Employed By (8 Jun 2021 to 14 Jan 2026)
David Booth (no longer approved here)
FRN 920852
- Employed By (20 Feb 2020 to 2 Jul 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.