Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Canaccord Genuity Wealth Limited
FRN 194927
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 6 Nov 2023)
- [FCA CF] Client dealing (since 6 Nov 2023)
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- [FCA CF] Manager of certification employee (15 Mar 2021 to 20 Jan 2023)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 20 Jan 2023)
- CF30 Customer (29 Sep 2014 to 6 Mar 2016)
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- CF30 Customer (21 Nov 2008 to 26 Sep 2014)
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- CF30 Customer (1 Nov 2007 to 30 Oct 2008)
- CF21 Investment Adviser (5 Aug 2003 to 31 Oct 2007)
- CF27 Investment Management (5 Aug 2003 to 31 Oct 2007)
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- CF21 Investment Adviser (17 Sep 2002 to 18 Mar 2003)
- CF27 Investment Management (1 Dec 2001 to 18 Mar 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.