David John Bauldreay

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ACUITY PROFESSIONAL ADVISERS LTD (no longer approved here)
FRN 464072
- CF30 Customer (21 Sep 2015 to 10 Dec 2015)
Kinetic Wealth Management Limited (no longer approved here)
FRN 495036
- (4)Employed By (27 Dec 2012 to 7 Jun 2015)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (4 Aug 2008 to 7 Jun 2015)
David Bauldreay (no longer approved here)
FRN 486796
- Employed By (4 Aug 2008 to 8 Dec 2019)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF22 Investment Adviser (Trainee) (7 May 2004 to 21 Jun 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.