David John Asbridge

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 Apr 2023)
    • [FCA CF] Client dealing (since 22 Apr 2023)
    • [FCA CF] Manager of certification employee (1 Jul 2024 to 29 Jan 2026)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Apr 2023)
    • CF30 Customer (1 Nov 2007 to 24 Apr 2023)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Acorn Independent Financial Advisers (no longer approved here)

    FRN 184663

    • Employed By (17 Dec 1998 to 24 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

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