David John Allen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MIDLAND FINANCIAL SOLUTIONS LIMITED (no longer approved here)

    FRN 493195

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Apr 2023)
    • SMF3 Executive Director (9 Dec 2019 to 4 Apr 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 4 Apr 2023)
    • CF1 Director (17 Jan 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Jan 2013 to 8 Dec 2019)
    • CF2 Non Executive Director (3 Feb 2009 to 11 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

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