David Jeffrey Howes

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

David Jeffrey Howes
FRN 604645
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 31 Mar 2021)
- Sole trader dealing with clients for which they require qualification (since 31 Mar 2021)
David Howes (no longer approved here)
FRN 526502
- Employed By (28 Jun 2010 to 7 Dec 2012)
Hunter Associates Ltd (no longer approved here)
FRN 212741
- (3)Employed By (10 Jun 2002 to 14 Jul 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.