David Jean-Baptiste Cavallero

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • West Point Derivatives Ltd (no longer approved here)

    FRN 430967

    • CF30 Customer (9 Dec 2010 to 15 Dec 2010)
  • Vantage Capital Markets LLP (no longer approved here)

    FRN 416697

    • CF30 Customer (1 Nov 2007 to 12 Oct 2009)
    • CF26 Customer Trading (2 Jan 2007 to 31 Oct 2007)
    • CF4 Partner (2 Jan 2007 to 26 Jul 2007)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF26 Customer Trading (1 Dec 2001 to 12 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.