Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 29 Nov 2023)
    • CF4 Partner (2 Nov 2004 to 19 May 2010)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Feb 2024)
    • CF4 Partner (AR) (18 May 2010 to 4 Dec 2013)
  • David Wood (no longer approved here)

    FRN 413104

    • (2)Employed By (18 May 2010 to 4 Dec 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (5 Mar 2003 to 18 Mar 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at David Wood

  2. controlled function added: (2)Employed By at David Wood