Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (19)SMF4 Chief Risk (since 21 Feb 2023)
    • (256)CF29 Significant management (19 Feb 2010 to 6 Dec 2010)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (10 Aug 2016 to 1 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (10 Aug 2016 to 1 Oct 2022)
    • CF10 Compliance Oversight (3 Apr 2009 to 22 Jan 2012)
    • CF29 Significant management (19 Jun 2008 to 1 Mar 2009)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF10 Compliance Oversight (3 Apr 2009 to 22 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

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