Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NINETY ONE UK LIMITED
FRN 122420
- [FCA CF] Material risk taker (since 1 Aug 2023)
- SMF4 Chief Risk (since 1 Jul 2023)
- [FCA CF] Client dealing (since 25 Nov 2020)
- [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
- CF30 Customer (4 Mar 2016 to 8 Dec 2019)
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Ninety One Fund Managers UK Limited
FRN 145007
- [FCA CF] Client dealing (since 25 Nov 2020)
- [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
- CF30 Customer (4 Mar 2016 to 8 Dec 2019)
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- CF30 Customer (7 Nov 2013 to 8 Dec 2015)
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- CF30 Customer (11 Aug 2011 to 8 Dec 2015)
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- CF30 Customer (11 Aug 2011 to 8 Dec 2015)
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- CF30 Customer (11 Aug 2011 to 8 Dec 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.