Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 10 Mar 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Dec 2024 to 10 Mar 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • SMF24 Chief Operations (23 Jul 2018 to 22 Aug 2021)
    • SMF6 Head of Key Business Areas (7 Mar 2016 to 30 Sep 2022)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF17 Significant Mgt (Other Business Operations) (13 Nov 2006 to 31 Oct 2007)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • SMF24 Chief Operations (23 Jul 2018 to 22 Aug 2021)
    • SMF18 Other Overall Responsibility (4 Sep 2017 to 22 Jul 2018)
    • SMF6 Head of Key Business Areas (7 Mar 2016 to 4 Sep 2017)
    • CF1 Director (AR) (2 Apr 2009 to 12 Sep 2012)
    • CF29 Significant management (16 Jan 2009 to 6 Mar 2016)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • SMF7 Group Entity Senior Manager (23 Jul 2018 to 30 Sep 2022)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF2 Non Executive Director (18 Jul 2014 to 30 Jun 2015)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • CF2 Non Executive Director (18 Jul 2014 to 30 Jun 2015)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • CF2 Non Executive Director (18 Jul 2014 to 30 Jun 2015)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF29 Significant management (18 Mar 2013 to 31 Dec 2013)
  • Black Horse (Trf) Ltd (no longer approved here)

    FRN 407152

    • Employed By (14 Jun 2011 to 4 Sep 2012)
  • Capital Bank Asset Finance Limited (no longer approved here)

    FRN 227094

    • Employed By (2 Apr 2009 to 11 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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