David James Rothon

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Colchester Global Investors Limited (no longer approved here)

    FRN 191005

    • CF30 Customer (1 Sep 2012 to 31 Jul 2015)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF30 Customer (1 Nov 2007 to 18 Jul 2012)
    • CF27 Investment Management (15 Jan 2007 to 31 Oct 2007)
    • CF26 Customer Trading (2 Feb 2006 to 15 Jan 2007)
    • CF21 Investment Adviser (4 Aug 2005 to 15 Jan 2007)
    • CF22 Investment Adviser (Trainee) (12 May 2004 to 4 Aug 2005)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • CF26 Customer Trading (2 Feb 2006 to 14 Jul 2006)
    • CF21 Investment Adviser (4 Aug 2005 to 14 Jul 2006)
    • CF22 Investment Adviser (Trainee) (12 May 2004 to 4 Aug 2005)
  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • CF22 Investment Adviser (Trainee) (25 Jun 2003 to 9 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.