David James Mills

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Yellow Bear Financial Consultancy LLP

    FRN 744163

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 4 Mar 2026)
  • Ridgeways (FP) Ltd (no longer approved here)

    FRN 126062

    • (4)Employed By (30 Nov 2023 to 11 Nov 2025)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • [FCA CF] Client dealing (30 Nov 2023 to 11 Nov 2025)
    • Appointed representative dealing with clients for which they require qualification (30 Nov 2023 to 11 Nov 2025)
    • CF1 Director (AR) (30 Nov 2023 to 11 Nov 2025)
    • CF30 Customer (30 Nov 2023 to 11 Nov 2025)

Recent activity

Updates to this individual's record on the FCA register.

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