David James Martineau

Last updated
1 month ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lee Strathy Limited (no longer approved here)

    FRN 607803

    • (20)[FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • (22)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
    • (14)Responsible for Insurance Distribution (1 Oct 2018 to 5 Dec 2019)
    • (17)CF11 Money Laundering Reporting (3 Feb 2014 to 5 Dec 2019)
    • (18)CF10 Compliance Oversight (3 Feb 2014 to 5 Dec 2019)
    • (19)CF3 Chief Executive (3 Feb 2014 to 5 Dec 2019)
    • (16)CF30 Customer (3 Feb 2014 to 8 Dec 2019)
    • (21)CF1 Director (3 Feb 2014 to 5 Dec 2019)
    • (15)Responsible for Insurance Mediation (3 Feb 2014 to 30 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (14)Responsible for Insurance Distribution at Lee Strathy Limited

  2. controlled function added: (15)Responsible for Insurance Mediation at Lee Strathy Limited

  3. controlled function added: (16)CF30 Customer at Lee Strathy Limited

  4. controlled function added: (17)CF11 Money Laundering Reporting at Lee Strathy Limited

  5. controlled function added: (18)CF10 Compliance Oversight at Lee Strathy Limited

  6. controlled function added: (19)CF3 Chief Executive at Lee Strathy Limited

  7. controlled function added: (20)[FCA CF] Client dealing at Lee Strathy Limited

  8. controlled function added: (21)CF1 Director at Lee Strathy Limited

  9. controlled function added: (22)[FCA CF] Functions requiring qualifications at Lee Strathy Limited