David James Lockhart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (14 Sep 2021 to 7 Oct 2023)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (5 May 2020 to 23 Jul 2021)
    • [FCA CF] Client dealing (5 May 2020 to 23 Jul 2021)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 6 Apr 2020)
    • CF30 Customer (1 Nov 2007 to 9 Sep 2013)
    • CF21 Investment Adviser (7 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Dec 2006 to 7 Aug 2007)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (10 Sep 2013 to 17 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.